Susan oversees the compliance department, and serves as one of the firm's LPL Registered Principals. Prior to joining Bay Financial, Susan was with LPL Financial for eleven years, nine as a Compliance Examiner and two with the Operations Department. She has over 29 years of industry experience, also having worked for Fidelity Investments and PaineWebber Properties. Susan earned her Bachelor of Arts Degree from the University of Massachusetts.
Phone: 781-893-0909 x289
The investment professionals at Bay Financial Associates, are registered representatives with, and securities and advisory services offered through, LPL Financial, a registered investment advisor. Member FINRA/SIPC.
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