Making the Move

Choosing to move your business is a big decision, and we want you to feel confident in your choice from day one. Our comprehensive transition process is designed to move your business quickly and efficiently so you can stay focused on taking care of your clients.

Pre-Transition Account Review

We’ll work together to review each of your clients’ accounts and determine which LPL Financial account type is the best fit. Our deep knowledge of these products and platforms helps you save time and reduce guesswork to move clients into the account that’s most appropriate for their relationship with you and long-term financial goals.

Education and Training

You’ll receive in-depth training on LPL’s products, tools, and resources so your business doesn’t skip a beat. This includes ClientWorks, LPL’s central advisor technology workstation, and its integrated functions. What you learn at the outset will be supported throughout your entire relationship with Bay Financial through monthly conference calls, which cover systems training, compliance updates, and any policy and procedural changes.

Experienced Transitions Team

You’ll have access to local Bay Financial onboarding support and a dedicated transition team from the LPL home office. We will be with you every step of the way. In addition to providing guidance during the mapping process, the team will keep you on track for a timely transition, coordinating compliance reviews, finding growth opportunities within your book, and assisting with the repapering process.

LPL helps over 1,200 advisors transition every year, so you can be confident in their experience and knowledge to get things done and get you back to business.